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  2. Form 13F - Wikipedia

    en.wikipedia.org/wiki/Form_13F

    Form 13F. Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, [ 1] by " institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. [ 2] Academic researchers make these reports freely available as structured datasets.

  3. Form 4 - Wikipedia

    en.wikipedia.org/wiki/Form_4

    Form 4 is a United States SEC filing that relates to insider trading.Every director, officer and owner of more than 10 percent of a class of a particular company's equity securities registered under Section 12 of the Securities Exchange Act of 1934 must file with the United States Securities and Exchange Commission a statement of ownership regarding such security.

  4. Schedule 13D - Wikipedia

    en.wikipedia.org/wiki/Schedule_13D

    Schedule 13D. Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company. A filer must promptly update the Schedule 13D filing to reflect any material change in the ...

  5. Institutional investor - Wikipedia

    en.wikipedia.org/wiki/Institutional_investor

    An institutional investor is an entity that pools money to purchase securities, real property, and other investment assets or originate loans.Institutional investors include commercial banks, central banks, credit unions, government-linked companies, insurers, pension funds, sovereign wealth funds, charities, hedge funds, real estate investment trusts, investment advisors, endowments, and ...

  6. Principles for Responsible Investment - Wikipedia

    en.wikipedia.org/wiki/Principles_for_Responsible...

    Principles for Responsible Investment ( UNPRI or PRI) [ 1] is a United Nations -supported international network of financial institutions working together to implement its six aspirational principles, often referenced as "the Principles". [ 1] Its goal is to understand the implications of sustainability for investors and support signatories to ...

  7. AOL Mail

    mail.aol.com

    You can find instant answers on our AOL Mail help page. Should you need additional assistance we have experts available around the clock at 800-730-2563.

  8. Registered investment adviser - Wikipedia

    en.wikipedia.org/wiki/Registered_investment_adviser

    A registered investment adviser ( RIA) is a firm that is an investment adviser in the United States, registered as such with the Securities and Exchange Commission (SEC) or a state's securities agency. The numerous references to RIAs within the Investment Advisers Act of 1940 popularized the term, which is closely associated with the term ...

  9. Fidelity Investments - Wikipedia

    en.wikipedia.org/wiki/Fidelity_Investments

    Abigail Johnson & family (49%) Current & former employees (51%) Number of employees. 74,000 (2023) [ 3] Website. www .fidelity .com. Fidelity Investments, formerly known as Fidelity Management & Research ( FMR ), is an American multinational financial services corporation based in Boston, Massachusetts. Established in 1946, the company is one ...